RELEASE CONTROL CENTER
Compliance
LOCKED
Official-record mode is disabled
13 controls require test evidence and written attorney disposition before live use.
Executable compliance matrix
Trace every legal source to software, operator procedure, test, and evidence.
| Control | Applies | Requirement | Test | Counsel |
|---|---|---|---|---|
| ELECTRONIC-01ATF Ruling 2016-1 | 01/07 | Electronic records reproduce the required content and are readily accessible at the licensed premises. | pendinginspection-export-roundtrip | pending |
| ELECTRONIC-02ATF Ruling 2016-1 | 01/07 | The system preserves records and prevents deletion or overwriting of required entries. | pendingcommitted-event-immutability | pending |
| ELECTRONIC-03ATF Ruling 2016-1 | 01/07 | Daily electronic backup and a complete, unencrypted premises copy are available. | pendingpremises-copy-failure-and-restore | pending |
| DEALER-ACQ-0127 CFR 478.125(e) | 01/07 | Dealer acquisitions capture the required firearm and source identity fields within the applicable time. | pendingdealer-acquisition-required-fields | pending |
| DEALER-DISP-0127 CFR 478.125(e) | 01/07 | Dealer dispositions capture the required transferee identity and disposition date fields. | pendingdealer-disposition-required-fields | pending |
| MFG-RECORD-0127 CFR 478.123 | 07 | Licensed manufacturers maintain manufacture/acquisition and disposition records containing required identification data. | pendingtype07-consolidated-record | pending |
| MFG-DEADLINE-0127 CFR 478.123 | 07 | Manufacturer entries meet applicable seven-day and next-business-day timing rules. | pendingtype07-deadline-calendar | pending |
| MARKING-0127 CFR 478.92 | 07 | Required identifying markings are applied or properly adopted before disposition and recorded accurately. | pendingmarking-before-disposition | pending |
| SERIAL-0127 CFR 478.92 | 07 | A manufacturer serial number is unique and not duplicated on firearms produced by that manufacturer. | pendingmanufacturer-serial-uniqueness | pending |
| FRAME-PMF-01ATF Final Rule 2021R-05F summary | 01/07 | Frame, receiver, PMF, and parts-kit classifications follow current identification and recordkeeping rules. | pendingpmf-and-unresolved-classification | pending |
| RETENTION-0127 CFR 478.129 | 01/07 | Required records are retained for the current legally prescribed periods and transferred as required at discontinuance. | pendingretention-and-cancellation-hold | pending |
| AFMER-01ATF AFMER Form 5300.11 | 07 | Type 07 manufacturers prepare an annual AFMER report, including required zero-activity reporting. | pendingafmer-totals-and-zero-activity | pending |
| NFA-01ATF NFA forms and guidance | 07 | NFA manufacturing use is gated on approved registration, SOT, and Form 2 procedures. | pendingnfa-form2-default-deny | pending |